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Brian Farrel Springberg

Osaic Wealth, Inc.

Lake Havasu City, AZ

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-01
NE RA APPROVED 2023-09-01
NV RA APPROVED 2023-09-01
SD RA APPROVED 2023-09-01
TX RA APPROVED 2023-09-01
VA RA APPROVED 2023-09-01
  • CA RA
    APPROVED
    Since 2023-09-01
  • NE RA
    APPROVED
    Since 2023-09-01
  • NV RA
    APPROVED
    Since 2023-09-01
  • SD RA
    APPROVED
    Since 2023-09-01
  • TX RA
    APPROVED
    Since 2023-09-01
  • VA RA
    APPROVED
    Since 2023-09-01

Branch Locations

10 Acoma Blvd S Ste 102, Lake Havasu City, AZ 86403 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Springberg, Mcandrew Financial Svs Lake Havasu City AZ 08/2002 Present
Sagepoint Financial Lake Havasu City AZ 03/2013 09/2023
Osaic Wealth, Inc. Lake Havasu City AZ 09/2023 Present
  • 08/2002 → Present
    Springberg, Mcandrew Financial Svs
    Lake Havasu City, AZ
  • 03/2013 → 09/2023
    Sagepoint Financial
    Lake Havasu City, AZ
  • 09/2023 → Present
    Lake Havasu City, AZ
Previous Registrations
  • 2013-03-04 → 2023-09-01
    Osaic Services, Inc.
    Scottsdale, AZ
    Lake Havasu City, AZ
  • 1999-09-20 → 2013-03-07
    Osaic Fs, Inc.
    Lake Havasu City, AZ
Other Businesses

1. GO AROUND ONCE LLC POSITION: member NATURE: LLC to hold real estate INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2009 ADDRESS: 430 el camino way lake havasu city, az 86403, Lake Havasu City AZ 86403, United States DESCRIPTION: rent collection for a commercial building 2. SPRINGBERG WEALTH MANAGEMENT, LLC POSITION: owner NATURE: This is a the new LLC I will be conducting my practice with effective 7/1/2021. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 07/01/2021 ADDRESS: 430 el camino way, LK HAVASU CTY AZ 86403-4626, United States DESCRIPTION: same as always just under a new corp name and structure 3. BANDA LHC POSITION: member NATURE: llc INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 05/23/2023 ADDRESS: 2301 Cup Dr, Lake Havasu City AZ 86406, United States DESCRIPTION: property management of a commercial real estate building 4. LIFEPOINT HOSPITAL POSITION: Board Member NATURE: Hospital INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: 101 Civi Center Ln, LK HAVASU CTY AZ 86403, United States DESCRIPTION: Advise management on community health care needs

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-09-13
  • S63 Uniform Securities Agent State Law Examination
    1995-09-13
Designations

View on SEC IAPD

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