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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Corona | CA | 07/2002 | 09/2025 |
| Avantax Advisory Services | Corona | CA | 02/2008 | 09/2025 |
| Avantax Insurance Agency, Llc | Corona | CA | 01/2018 | 09/2025 |
| Brand Financial Services | Corona | CA | 10/2023 | Present |
| Cetera Wealth Services, Llc | Corona | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Christine S. Brand~370 W Grand Blvd Ste 106~Corona~CA~92882~Tax Preparation/Accounting~Owner/Sole Proprietor~5/1/2007~10hrs~5hrs~Tax 2) SOCAL WEALTH ADVISORS POSITION: Corporate Officer NATURE: Compensation for advice and financial product sales. INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 10/01/2023 ADDRESS: 8340 Allison Ave, La Mesa CA 91942, United States DESCRIPTION: Manage client relationships 3) BRAND FINANCIAL SERVICES POSITION: owner NATURE: Tax and Financial Services INVESTMENT RELATED: No NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 10/02/2023 ADDRESS: 250 E Rincon St Ste 104, Corona CA 92879, United States DESCRIPTION: Financial Services through Avantax Tax Preparation 4) Christine S Brand Finance & Tax Consulting; Owner/Sole Proprietor; Tax Preparation/Accounting; NIR; 0; 04/01/2007; 370 W Grand Blvd Ste 106 Corona CA 92882; Tax Preparation 5) Tax Preparation/Accounting; ; Tax Preparation/Accounting; NIR; 5; 05/01/2007; 370 W Grand Blvd Ste 106 CA 92882; Tax
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-11 |
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