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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-01-07
  • TX RA
    APPROVED
    Since 2008-01-07

Branch Locations

222 E Wheatland Suite 100, Duncanville, TX 75116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Duncanville TX 01/2008 Present
Previous Registrations
  • 2007-01-19 → 2008-01-15
    Duncanville, TX
    Cedar Hill, TX
Other Businesses

(1)Name of Business: Address: 114 magnolia dr, waxahachie, TX, 75165, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: own a house that is being rented (2)Name of Business: D&B Pope LTD Partnership Address: 114 Magnolia Drive , Waxahachie, TX, 75165, United States Activity Type: Other Position/Title: Partner Investment Related: No Start Date: 01/04/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Added to Partnership to be able to act if needed. No financial benefit or ownership (3)Name of Business: open sight investments llc Address: 114 magnolia dr, waxahachie, tx, 75165, United States Activity Type: Agriculture/Farming Position/Title: Other Investment Related: Yes Start Date: 04/24/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: set up llc to purchase hunting property with friend for personal use, the llc is for liability reasons only will not be for profit

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-16
S63 Uniform Securities Agent State Law Examination 1995-11-03
  • S66 Uniform Combined State Law Examination
    2007-01-16
  • S63 Uniform Securities Agent State Law Examination
    1995-11-03

View on SEC IAPD

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