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16 Chestnut St Suite 121, Foxboro, MA 02035 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2014-07-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Canton | MA | 03/2010 | 11/2021 |
| Dodge Wealth Management | Foxboro | MA | 05/2014 | Present |
(1) 05/10/2011: No Business Name - Seminar - INV REL - At Reported Business Location(s) - 1% Time Spent - instructor for a complianced approved educational retirement seminar conducted at the branch (2) 05/27/2014: Dodge Wealth Management - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) (3) 07/31/2014: Dodge Wealth Management - Registered Investment Advisor DBA - DBA: (Hybrid) Dodge Wealth Management - INV REL - At Reported Business Location(s) - 85% Time Spent - I provide investment advisory services through Dodge Wealth Management, an independent investment advisor firm. I started this business activity in July, 2014. I expect to spend approximately 85% of my time on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-08 |
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