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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-21
DE RA APPROVED 2026-05-21
MD RA APPROVED 2026-04-13
FL RA APPROVED 2026-01-08
NH RA APPROVED 2026-01-06
RI RA APPROVED 2026-01-06
NC RA APPROVED 2023-01-03
PA RA APPROVED 2023-01-03
  • CA RA
    APPROVED
    Since 2026-05-21
  • DE RA
    APPROVED
    Since 2026-05-21
  • MD RA
    APPROVED
    Since 2026-04-13
  • FL RA
    APPROVED
    Since 2026-01-08
  • NH RA
    APPROVED
    Since 2026-01-06
  • RI RA
    APPROVED
    Since 2026-01-06
  • NC RA
    APPROVED
    Since 2023-01-03
  • PA RA
    APPROVED
    Since 2023-01-03

Branch Locations

1 Citizens Bank Way, Johnston, RI 02919 • United States

377 Chauncy Street, Mansfield, MA 02048 • United States

4 Cocasset Street, Foxboro, MA 02035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Marlborough MA 01/2006 07/2021
Citizens Securities, Inc Cambridge MA 07/2021 12/2022
Citizens Securities, Inc. Westwood MA 12/2022 01/2026
Citizens Securities, Inc. Foxboro MA 01/2026 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-14
S63 Uniform Securities Agent State Law Examination 2006-04-03
  • S65 Uniform Investment Adviser Law Examination
    2021-09-14
  • S63 Uniform Securities Agent State Law Examination
    2006-04-03
Other Names
  • Jon Matthew Garvin

View on SEC IAPD

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