Jeremy Windell Smith

Current Employers

Employment History

• 05/2010 → 12/2020
  Newmark Capital Management, Llc
  Mesa, AZ
• 02/2013 → Present
  Seros Financial Llc
  Tempe, AZ
• 06/2013 → Present
  United Planners' Financial Services
  Scottsdale, AZ
• 01/2014 → Present
  Seros Insurance
  Tempe, AZ
• 09/2013 → 01/2019
  Links Medical Group D/B/A Caretrek Medical Group
  Scottsdale, AZ
• 01/2015 → Present
  Ponderosa Management Llc
  Tempe, AZ
• 08/2016 → Present
  Links Holding Group
  Tempe, AZ
• 05/2010 → 12/2020
  Newmark Capital Management
  Tempe, AZ
• 10/2013 → 12/2020
  Links Medical Group Dba Caretrek Mobile Medical
  Scottsdale, AZ
• 11/2017 → Present
  Bronell Inc
  Covina, CA
• 11/2020 → Present
  Ssjs Holdings Llc
  Tempe, AZ
• 12/2021 → Present
  Ponderosa Retreat Llc
  Tempe, AZ
• 02/2013 → Present
  Seros Financial
  Tempe, AZ
• 08/2016 → Present
  Snowflake High School Football
  Snowflake, AZ
• 10/2022 → Present
  Paico Llc
  Tempe, AZ

Previous Registrations

• 2010-06-17 → 2020-12-31
  Newmark Capital Management, Llc
  Tempe, AZ
• 2009-05-29 → 2013-07-01
  Ffec Wealth Partners Llc
  Scottsdale, AZ
  Scottsdale, AZ
  Tempe, AZ
• 2007-04-11 → 2009-05-13
  Alliance Financial Group, Inc.
  Tempe, AZ

Other Businesses

1.) SEROS FINANCIAL LLC - OWNER - REGISTERED INVESTMENT ADVISOR - TEMPE, AZ - SINCE 02/2013 - INVESTMENT RELATED 2.) PONDEROSA MANAGEMENT LLC - OWNER - BUSINESS OPERATIONS MANAGEMENT - TEMPE, AZ - SINCE 01/2015 - NOT INVESTMENT RELATED 3.) SEROS INSURANCE - OWNER - INSURANCE SERVICES - TEMPE AZ - SINCE 01/2014 - INVESTMENT RELATED 4.) LINKS HOLDING GROUP - OWNER - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - TEMPE,AZ - SINCE 08/2016 - INVESTMENT RELATED 5.) BRONELL INC - MINORITY OWNER - CONSTRUCTION COMPANY - COVINA, CA - SINCE 11/2017 - NOT INVESTMENT RELATED 6.) SSJS HOLDINGS LLC - MANAGING MEMBER - REAL ESTATE AND REAL ESTATE LENDING - TEMPE, AZ - SINCE 11/2020 - INVESTMENT RELATED 7.) PONDEROSA RETREAT LLC - MANAGER - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - TEMPE, AZ - SINCE 12/2021 - INVESTMENT RELATED 8.) SSJS MANAGEMENT LLC - OWNER - SMITH FAMILY MANAGEMENT AND BUSINESS DEVELOPMENT - TEMPE, AZ - SINCE 12/2021 - NOT INVESTMENT RELATED 9.) SEROS FINANCIAL - WEALTH ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY - TEMPE, AZ - SINCE 08/2022 - INVESTMENT RELATED 10.) SNOWFLAKE HIGH SCHOOL FOOTBALL - ASSISTANT COACH - TEACHING/COACHING - SNOWFLAKE, AZ - SINCE 08/2016 - NOT INVESTMENT RELATED 11.) PAICO LLC - OWNER - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - TEMPE, AZ - SINCE 10/2022 - INVESTMENT RELATED 12.) SHAWNA SMITH PLLC - CASH FLOW COORDINATOR - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - TEMPE, AZ - SINCE 01/2024 - NOT INVESTMENT RELATED

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-06-17
• S65 Uniform Investment Adviser Law Examination
  2007-03-20

Other Names

• Jeremy W. Smith