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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-25 |
| SC | RA | APPROVED | 2025-01-03 |
Branch Locations
503 S. Main Street Suite 6003, Mauldin, SC 29662 • United States
Woodruff, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors, Inc. | Norcross | GA | 09/2015 | 02/2017 |
| Ifg/Russell Advisors, Inc. | Berwyn | PA | 03/2016 | 02/2017 |
| Raymond James Financial Services, Inc. | Charlotte | NC | 02/2017 | 01/2025 |
| Raymond James Financial Services Advisors Inc. | Charlotte | NC | 03/2017 | 01/2025 |
| Signature Wealth Group Llc | Charlotte | NC | 03/2017 | 09/2019 |
| Stonestreet Wealth Management | Charlotte | NC | 09/2017 | 01/2025 |
| Charlotte Investment Advisors | Charolette | NC | 03/2017 | 06/2023 |
| Signature Wealth Group | Charolette | NC | 03/2017 | 06/2023 |
| Twm Llc | Charlotte | NC | 06/2023 | 01/2025 |
| Advisory Services Network, Llc | Atlanta | GA | 06/2024 | 01/2025 |
| Commonwealth Financial Network | Waltham | MA | 01/2025 | 07/2025 |
| Flow Wealth Management | Mauldin | SC | 01/2025 | Present |
| Commonwealth Financial Network | Waltham | MA | 07/2025 | Present |
1. Owner, TWM, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 6/15/2023; 5% time spent during business hours; Conducted at branch; Investment related. 2. Fixed insurance sales; as of 01/03/2025; 5% of time spent during business hours; Conducted at branch location; Investment related. 3. Owner, Roper Woods Productions, LLC; film production company; Located in Charlotte, NC, as of 1/01/2024; 0% of time spent during business hours; Not conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-01 |
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