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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-25
SC RA APPROVED 2025-01-03
  • TX RA
    APPROVED
    Since 2026-03-25
  • SC RA
    APPROVED
    Since 2025-01-03

Branch Locations

503 S. Main Street Suite 6003, Mauldin, SC 29662 • United States

Woodruff, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Triad Advisors, Inc. Norcross GA 09/2015 02/2017
Ifg/Russell Advisors, Inc. Berwyn PA 03/2016 02/2017
Raymond James Financial Services, Inc. Charlotte NC 02/2017 01/2025
Raymond James Financial Services Advisors Inc. Charlotte NC 03/2017 01/2025
Signature Wealth Group Llc Charlotte NC 03/2017 09/2019
Stonestreet Wealth Management Charlotte NC 09/2017 01/2025
Charlotte Investment Advisors Charolette NC 03/2017 06/2023
Signature Wealth Group Charolette NC 03/2017 06/2023
Twm Llc Charlotte NC 06/2023 01/2025
Advisory Services Network, Llc Atlanta GA 06/2024 01/2025
Commonwealth Financial Network Waltham MA 01/2025 07/2025
Flow Wealth Management Mauldin SC 01/2025 Present
Commonwealth Financial Network Waltham MA 07/2025 Present
  • 09/2015 → 02/2017
    Triad Advisors, Inc.
    Norcross, GA
  • 03/2016 → 02/2017
    Ifg/Russell Advisors, Inc.
    Berwyn, PA
  • 02/2017 → 01/2025
    Raymond James Financial Services, Inc.
    Charlotte, NC
  • 03/2017 → 01/2025
    Charlotte, NC
  • 03/2017 → 09/2019
    Signature Wealth Group Llc
    Charlotte, NC
  • 09/2017 → 01/2025
    Stonestreet Wealth Management
    Charlotte, NC
  • 03/2017 → 06/2023
    Charlotte Investment Advisors
    Charolette, NC
  • 03/2017 → 06/2023
    Signature Wealth Group
    Charolette, NC
  • 06/2023 → 01/2025
    Twm Llc
    Charlotte, NC
  • 06/2024 → 01/2025
    Advisory Services Network, Llc
    Atlanta, GA
  • 01/2025 → 07/2025
    Waltham, MA
  • 01/2025 → Present
    Flow Wealth Management
    Mauldin, SC
  • 07/2025 → Present
    Waltham, MA
Previous Registrations
  • 2024-06-18 → 2025-01-03
    Atlanta, GA
    Mauldin, SC
  • 2017-03-15 → 2024-06-25
    Mooresville, NC
    Charlotte, NC
  • 2016-03-16 → 2017-02-22
    Ifg Russell Advisors Inc
    Mooresville, NC
  • 2016-07-12 → 2017-02-22
    American Financial Management Group, Ltd.
    Mooresville, NC
  • 2016-02-17 → 2016-03-10
    Triad Advisors Llc
    Mooresville, NC
    Atlanta, GA
    Mooresville, NC
    Charlotte, NC
Other Businesses

1. Owner, TWM, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 6/15/2023; 5% time spent during business hours; Conducted at branch; Investment related. 2. Fixed insurance sales; as of 01/03/2025; 5% of time spent during business hours; Conducted at branch location; Investment related. 3. Owner, Roper Woods Productions, LLC; film production company; Located in Charlotte, NC, as of 1/01/2024; 0% of time spent during business hours; Not conducted at branch location; Not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-12
S63 Uniform Securities Agent State Law Examination 1995-09-01
  • S66 Uniform Combined State Law Examination
    2016-02-12
  • S63 Uniform Securities Agent State Law Examination
    1995-09-01
Other Names
  • Tripp Thompson
  • Ealon S Thompson
  • Ealon Sydney Thompson

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