John Joseph Marshall

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-04-04
NJ	RA	APPROVED	2020-03-02

FL RA
APPROVED

Since 2025-04-04
NJ RA
APPROVED

Since 2020-03-02

Branch Locations

250 Pehle Avenue Suite 307, Park 80 West - Plaza One, 3Rd Flr,, Saddle Brook, NJ 07663 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Hackensack	NJ	07/2007	02/2020
Oppenheimer & Co.	Saddle Brook	NJ	02/2020	Present

07/2007 → 02/2020

Stifel, Nicolaus & Company, Incorporated

Hackensack, NJ
02/2020 → Present

Oppenheimer & Co.

Saddle Brook, NJ

Previous Registrations

2007-07-31 → 2020-03-11

Stifel, Nicolaus & Company, Incorporated

Hackensack, NJ
2007-04-04 → 2007-07-31

Ryan Beck & Co.

Fort Lee, NJ

Fort Lee, NJ

Other Businesses

3 SONS INC. PRESIDENT- CORPORATION IS THE PRIOR OWNER OF A WINE AND SPIRITS STORE - NO HOURS DEDICATED - NO DUTIES, TITLE ONLY - INCORPORATED 2011.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-12-03
S63	Uniform Securities Agent State Law Examination	1995-11-08

S65 Uniform Investment Adviser Law Examination

2007-12-03
S63 Uniform Securities Agent State Law Examination

1995-11-08

View on SEC IAPD