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Current Employers
Alpha Capital Wealth Advisors, Llc

Mclean, VA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-21
VA RA APPROVED 2024-08-29
  • TX RA
    APPROVED_RES
    Since 2026-08-21
  • VA RA
    APPROVED
    Since 2024-08-29

Branch Locations

Mclean, VA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Alpha Capital Wealth Advisors Mclean VA 09/2023 Present
Wells Fargo Advisors Burke VA 12/2020 09/2023
Hsbc Securities Tysons Corner VA 09/2016 12/2020
Usaa Financial Advisors Vienna VA 08/2014 09/2016
  • 09/2023 → Present
    Alpha Capital Wealth Advisors
    Mclean, VA
  • 12/2020 → 09/2023
    Wells Fargo Advisors
    Burke, VA
  • 09/2016 → 12/2020
    Hsbc Securities
    Tysons Corner, VA
  • 08/2014 → 09/2016
    Usaa Financial Advisors
    Vienna, VA
Previous Registrations
  • 2020-12-07 → 2023-09-12
    Burke, VA
    Mclean, VA
  • 2016-09-13 → 2020-12-07
    Alexandria, VA
    Arlington, VA
    Arlington, VA
    Washington, DC
    Vienna, VA
    Tysons, VA
    Vienna, VA
    Tysons, VA
    Arlington, VA
  • 2014-08-15 → 2016-09-22
    Usaa Financial Planning Services
    Vienna, VA
  • 2013-04-30 → 2014-07-25
    Truist Investment Services, Inc.
    Washington, DC
  • 2009-10-23 → 2011-10-19
    Rockville, MD
    Annandale, VA
    New York, NY
  • 2008-12-26 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Rockville, MD
    Chevy Chase, MD
  • 2007-05-29 → 2009-01-07
    Sterling, VA
    Mclean, VA
    Tysons Corner, VA
    Washington, DC
    Vienna, VA
  • 2006-04-12 → 2007-05-29
    Citicorp Investment Services
    Vienna, VA
  • 2006-01-16 → 2006-03-17
    Falls Church, VA
Other Businesses

Ferris Ahn is an independent licensed insurance agent. He may spend 10% - 15% a month engaged in this activity.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-24
S66 Uniform Combined State Law Examination 2006-01-13
S63 Uniform Securities Agent State Law Examination 1995-08-18
  • S65 Uniform Investment Adviser Law Examination
    2026-01-24
  • S66 Uniform Combined State Law Examination
    2006-01-13
  • S63 Uniform Securities Agent State Law Examination
    1995-08-18
Other Names
  • Ferris Ahn
  • Sung Jun An
  • Ferris S. J. Ahn
  • Sung J An

View on SEC IAPD

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