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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-01-17
NH RA APPROVED 1998-03-11
  • TX RA
    APPROVED_RES
    Since 2014-01-17
  • NH RA
    APPROVED
    Since 1998-03-11

Branch Locations

380 Nashua St, Milford, NH 03055 • United States

Milford, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Milford NH 09/2005 03/2020
Ameriprise Financial Services, Llc Milford NH 03/2020 Present
Other Businesses

Independent Insurance Brokering; The Guardian Life Insurance Company of America; 03/24/2019; Term Life. Business Ownership; TK Realty LLC; Owner; Real Estate; 380 Nashua Street, , Milford, NH, 03055; Not Investment-Related; 05/29/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Leo Wealth Group LLC; Co-owner; Manage Ameriprise Business; 380 Nashua St, , Milford, NH, 03055; Investment-Related; 07/01/2026; 60 hours per month; 60 during trading hours / Leo Holdings LLC; Owner; Manage Ameriprise Business; 380 Nashua St, , Milford, NH, 03055; Investment-Related; 07/01/2026; 0 hours per month; 0 during trading hours. Outside Employment; Leo Wealth Group LLC; Co-owner; Manage advisory business; 380 Nashua St, , Milford, NH, 03055; Investment-Related; 07/01/2026; 60 hours per month; 60 during trading hours. Other Business Activities; Notary Public; Notary Public for non-client related documents; N/A was provided, ,; Not Investment-Related; 12/01/2001; 0 hours per month; 0 during trading hours / SSI SCUBA Open Water Instructor; An SSI Open Water Instructor is a certified scuba professional responsible for teaching and certifying new divers in accordance with SSI (Scuba Schools International) standards. They conduct classroom sessions, pool training, and open water dives, ensuring students develop the knowledge, skills, and confidence needed to dive safely. Instructors also promote safe diving practices, evaluate student performance, maintain training records, and serve as mentors who help individuals explore and enjoy the underwater world responsibly.; 704 Milford Rd, , Merrimack, NH, 03054; Not Investment-Related; 08/10/2026; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-10-31
  • S63 Uniform Securities Agent State Law Examination
    1995-10-31

View on SEC IAPD

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