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Legacy Financial Advisors, Inc. CRD 158675
$1.52B regulatory AUM 1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
117 East Fourth Street, Covington, KY 41011 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2014-01-30 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legacy Financial Advisors, Inc. | Covington | KY | 01/2014 | Present |
| Triad Advisors, Inc. | Norcross | GA | 02/2014 | Present |
1)LEGACY FINANCIAL ADVISORS,INC;INVESTMENT RELATED;117 E. 4TH STREET,COVINGTON,KY;RIA;FINANCIAL ADVISOR;1/2014;160 HRS/MONTH;8 HRS DURING TRADING;ADVISE AND REVIEW CLIENTS ON INVESTMENT AND PLANNING 2)APPOINTMENT WITH MULTIPLE CARRIERS;INVESTMENT RELATED;117 E. 4TH STREET,COVINGTON,KY;INSURANCE COMMISSIONS/SALES;ADVISOR;2/2014;30 HRS/MONTH;1 HR DURING TRADING;ADVISE CLIENTS ON INSURANCE NEEDS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-29 |
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