Christina Ann Jordan

Employer firm

Allworth Financial, L.p. CRD 111167

$33.6B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → 06/2025
  Sheaff Brock Investment Advisors, Llc
  Indianapolis, IN
• 01/2019 → 11/2021
  Arbor Court Capital
  Broadview Heights, OH
• 12/2018 → 05/2025
  Innovative Portfolios, Llc
  Indianapolis, IN
• 02/2022 → 05/2025
  Foreside Fund Services, Llc
  Indianapolis, IN
• 05/2025 → Present
  Allworth Financial
  Indianapolis, IN
• 05/2025 → Present
  Aw Securities
  Indianapolis, IN

Previous Registrations

• 2010-08-27 → 2025-06-20
  Sheaff Brock Investment Advisors, Llc
  Indianapolis, IN
• 2019-01-17 → 2025-05-16
  Innovative Portfolios Llc
  Indianapolis, IN
• 2010-06-21 → 2010-08-04
  Woodley Farra
  Indianapolis, IN

Other Businesses

JULY 2022: PURDUE UNIVERSITY COLLEGE OF LIBERAL ARTS ALUMNI BOARD, EXECUTIVE BAORD MEMBER AT LARGE, ALUMNI RELATIONS, NOT INVESTMENT RELATED, 100 NORTH UNIVERSITY ST, WEST LAFAYETTE IN, 1 HOUR/MONTH

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-01-25
• S65 Uniform Investment Adviser Law Examination
  2010-06-19

Other Names

• Christina A Putman
• Christy Putman
• Christina Ann Putnam
• Christina Ann Lynch
• Christina Ann Lynch
• Christina Ann Jordan
• Christina Jordan