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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2012-10-30
MO RA APPROVED 2012-10-26
TX RA APPROVED 2012-10-25
  • KS RA
    APPROVED
    Since 2012-10-30
  • MO RA
    APPROVED
    Since 2012-10-26
  • TX RA
    APPROVED
    Since 2012-10-25

Branch Locations

4001 W. 114Th St Suite 200, Leawood, KS 66211-2604 • United States

Westwood, KS • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Leawood KS 10/2012 Present
City National Bank Leawood KS 04/2020 Present
Previous Registrations
Other Businesses

(1)Name of Business: H Squared Real Estate Business Description: Owns a real estate property in IL that my son and 2 roomates will live in Business is investment-related: no Address: 2408 SW Regency Dr. Lee's Summit, MO 64082 Capacity: Owner - Active Start Date: 08/19/19 Duties: property upkeep, paying bills, taking rents Hours devoted per month: 1 Hours devoted during securities hours per month: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-18
S63 Uniform Securities Agent State Law Examination 1999-10-14
  • S65 Uniform Investment Adviser Law Examination
    2004-05-18
  • S63 Uniform Securities Agent State Law Examination
    1999-10-14
Other Names
  • Scott Gene Holder

View on SEC IAPD

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