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Current Employers
Npa Asset Management, Llc

32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-01-09
  • NJ RA
    APPROVED
    Since 2018-01-09

Branch Locations

32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Planning Associates, Inc. Fair Lawn NJ 01/2010 Present
Npa Financial Services, Inc. Fair Lawn NJ 01/2010 Present
Npa Asset Management, Llc Fair Lawn NJ 01/2010 Present
  • 01/2010 → Present
    Nationwide Planning Associates, Inc.
    Fair Lawn, NJ
  • 01/2010 → Present
    Npa Financial Services, Inc.
    Fair Lawn, NJ
  • 01/2010 → Present
    Fair Lawn, NJ
Previous Registrations
Other Businesses

DUALLY REGISTERED WITH NPA ASSET MANAGEMENT (RIA) AND NATIONWIDE PLANNING ASSOCIATES INC. (AFFILIATED B/D), 32-16 BROADWAY, 2ND FLOOR, FAIR LAWN, NJ 07410, INVESTMENT RELATED, START DATE: 1/8/2010. INDEPENDENT INSURANCE AGENT THROUGH VARIOUS AGENCIES. 10/31/2014. SCARSDALE WEALTH MANAGEMENT INC., THIS ENTITY WILL SERVE AS A DBA IN SUPPORT OF EXISTING SECURITIES AND INSURANCE SERVICES OFFERED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-28
S63 Uniform Securities Agent State Law Examination 1995-10-20
  • S65 Uniform Investment Adviser Law Examination
    2007-12-28
  • S63 Uniform Securities Agent State Law Examination
    1995-10-20
Other Names
  • Willie Guzman
  • Wilfredo Guzman

View on SEC IAPD

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