Joseph Rivello

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → 07/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Great Neck, NY
• 09/2015 → 08/2017
  Learn With All, Inc.
  New York, NY
• 02/2018 → 07/2020
  Bank Of America, N.A.
  Great Neck, NY
• 07/2020 → 04/2021
  Lpl Financial
  Rockville Centre, NY
• 04/2021 → 03/2024
  Edward Jones
  St Louis, MO
• 03/2024 → Present
  Lpl Financial Llc
  Melville, NY
• 03/2024 → 03/2024
  Prospect Financial Services Llc
  Melville, NY

Previous Registrations

• 2021-04-17 → 2024-02-21
  Edward Jones
  Sunnyside, NY
  Astoria, NY
• 2020-07-06 → 2021-04-30
  Lpl Financial Llc
  Forest Hills, NY
  Rockville Centre, NY
• 2017-12-22 → 2020-07-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Great Neck, NY

Other Businesses

1- 03/2024 / Rivello Asset Management / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s)

Exams

• S66 Uniform Combined State Law Examination
  2017-12-21
• S63 Uniform Securities Agent State Law Examination
  1996-03-12

Other Names

• Joseph J Rivello
• Joseph John Rivello
• Joseph Rivello