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Vicki A Morgan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Clearwater, FL

Tampa, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-09-10
FL RA APPROVED 1995-10-31
  • TX RA
    APPROVED_RES
    Since 2009-09-10
  • FL RA
    APPROVED
    Since 1995-10-31

Branch Locations

26301 Us Highway 19 N, Clearwater, FL 33761 • United States

101 E Kennedy Blvd, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tampa FL 07/1992 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-06-02
  • S63 Uniform Securities Agent State Law Examination
    1999-06-02
Other Names
  • Vicki R Arey
  • Vicki Rochelle Arey
  • Vicki Rochelle Arey

View on SEC IAPD

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