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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-12-28 |
| FL | RA | APPROVED | 2015-09-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bradenton | FL | 09/2015 | Present |
| Bank Of America, N.A. | Bradenton | FL | 12/2015 | Present |
I*93834 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: FRYEBURG, MAINE 4037 NATURE OF BUSINESS: OTHER,SEE ABOVE POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 6/18/2016 NUMBER OF HOURS DEVOTED: 100 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MY SECOND RESIDENCE THAT WILL BE RENTED THIS YEAR FROM JUNE 18, 2016-SEPTEMBER 30, 2016
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-15 |
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