Richard Barry Canter

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-02-27
FL	RA	APPROVED	2016-12-21

TX RA
APPROVED_RES

Since 2023-02-27
FL RA
APPROVED

Since 2016-12-21

Branch Locations

28050 Us Hwy 19N Ste 300, Clearwater, FL 33761 • United States

2100 West Bay Drive, Largo, FL 33770 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Canter & Mcdaniel, C.P.A.'S, P.A.	Largo	FL	05/2003	Present
Cetera Financial Specialists Llc	Schaumburg	IL	06/2004	Present
Cetera Investment Advisers Llc	Schaumburg	IL	11/2016	Present

05/2003 → Present

Canter & Mcdaniel, C.P.A.'S, P.A.

Largo, FL
06/2004 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
11/2016 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

CPA PRAC-CPA SINCE 1/87-ACCTG & TAX-40HR/WK.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-11-04
S63	Uniform Securities Agent State Law Examination	1996-01-04

S65 Uniform Investment Adviser Law Examination

2016-11-04
S63 Uniform Securities Agent State Law Examination

1996-01-04