Margaret Yamashita

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers

State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2019-07-12

HI RA
APPROVED

Since 2019-07-12

Branch Locations

850 Kam Hwy Ste 113, Pearl City,, HI 96782 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
State Farm Vp Management Corp	Pearl City	HI	04/2006	Present
Margaret Yamashita Insurance Agency	Pearl City	HI	04/2006	Present
State Farm Investment Management Corp.	Pearl City	HI	02/2019	Present

04/2006 → Present

State Farm Vp Management Corp

Pearl City, HI
04/2006 → Present

Margaret Yamashita Insurance Agency

Pearl City, HI
02/2019 → Present

State Farm Investment Management Corp.

Pearl City, HI

Other Businesses

1) Margaret Yamashita's Insurance Agency; Insurance Agency; Investment-related; 850 Kam Hwy Ste 113 Pearl City, HI 96782-2603; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 04/01/2006; 80; 80; Service customers and supervise employees

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-03-13
S63	Uniform Securities Agent State Law Examination	2005-12-10

S65 Uniform Investment Adviser Law Examination

2019-03-13
S63 Uniform Securities Agent State Law Examination

2005-12-10

View on SEC IAPD