Dale Winters Rice

Current Employers

Employment History

• 05/2012 → 03/2022
  Commonwealth Financial Network
  Waltham, MA
• 05/2012 → Present
  Prime Wealth Management
  Bethesda, MD
• 04/2022 → Present
  Intentional, Llc
  850 Bee Balm Trail, SC

Previous Registrations

• 2012-05-02 → 2022-04-05
  Commonwealth Financial Network
  Waltham, MA
  Bethesda, MD
  Annapolis, MD
  Mount Airy, MD
  Mountairy, MD
• 2007-10-02 → 2012-05-03
  Lpl Financial Llc
  Rockville, MD
  Silver Spring, MD
  Rockville, MD
  Annapolis, MD
  Frederick, MD
  Frederick, MD
  Frederick, MD
  Silver Spring, MD
  Bethesda, MD
  Rockville, MD
  Potomac, MD
  Bethesda, MD
  Chantilly, VA
  Linthicum, MD
  Leesburg, VA
  Fairfax, VA
  Fairfax, VA
  Fort Mill, SC
  Rockville, MD
  Silver Springs, MD
• 2004-02-12 → 2007-10-09
  Uvest Financial Services Group, Inc.
  Onley, MD
  Rockville, MD
  Bethesda, MD
  Olney, MD
  Leesburg, VA
  Fairfax, VA
  Fairfax, VA
  Chantilly, VA
  Vienna, VA
• 2007-09-12 → 2007-10-02
  Lpl Financial Llc
  Rockville, MD
  Annapolis, MD
  Frederick, MD
  Frederick, MD
  Frederick, MD
  Silver Spring, MD
  Bethesda, MD
  Rockville, MD
  Potomac, MD
  Bethesda, MD
  Chantilly, VA
  Linthicum, MD
  Leesburg, VA
  Fairfax, VA
  Fairfax, VA
  Fort Mill, SC
  Rockville, MD

Other Businesses

1. Fixed insurance sales under the name Prime Wealth Management, as agent, conducted at branch, investment related. 2. Part owner, Rice Financial, LLC a Private Entity established to facilitate Securities, advisory, and insurance Business; Located at 3718 Falling Green Way, Mount Airy, Maryland 21771 as of 12/01/2017; Approximately 100% time spent during securities trading hours per month; Conducted at branch location; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-02-11
• S63 Uniform Securities Agent State Law Examination
  1995-09-21

Designations