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Mark Thomas Harms

Thrivent Investment Management Inc.

Corpus Christi, TX

La Grange, TX

CRD 2643922

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-01-07
  • TX RA
    APPROVED
    Since 2004-01-07

Branch Locations

101 N Shoreline Blvd Ste 302, Corpus Christi, TX 78401 • United States

109 N Main St, La Grange, TX 78945 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc La Grange TX 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-13
S63 Uniform Securities Agent State Law Examination 1995-07-31
  • S65 Uniform Investment Adviser Law Examination
    1999-10-13
  • S63 Uniform Securities Agent State Law Examination
    1995-07-31

View on SEC IAPD

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