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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-10-13 |
| MD | RA | APPROVED | 1998-01-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Towson | MD | 12/1997 | Present |
| Bank Of America, N.A. | Towson | MD | 04/2011 | Present |
RENTAL PROPERTIES: 1346 WEST ST. HAMPSTEAD MD 21074 & 3925 POOLE RD FINKSBURG MD 21048, OWNER AND MANAGER, START DATE OF 1994, NO TIME DURING TRADING HOURS, 1 HOUR PER MONTH (VARIES). I*2437 For profit or not for profit: Name of outside business organization: rental property Investment related: Address of business: westminster, Maryland 21157 Nature of business: , Position, title, association: , Start date of relationship: 1/1/1991 Number of hours devoted: 10 hour(s) Number of hours devoted during trading hours: 0 Duties: I*31166 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: N/A, WESTMINSTER, MARYLAND 21157 NATURE OF BUSINESS: OTHER,RENTAL PROPERTY POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 1/1/1991 NUMBER OF HOURS DEVOTED: 100 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-22 |
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