Steven Soranno

Current Employers

Employment History

• 07/2014 → 04/2017
  Ameriprise Financial Services, Inc.
  Troy, MI
• 05/2017 → 06/2026
  Capital Advisors, Inc.
  Tulsa, OK
• 06/2026 → Present
  Corient
  Tulsa, OK
• 06/2026 → Present
  Corient Services Llc
  Miami, FL

Previous Registrations

• 2017-05-02 → 2026-07-17
  Capital Advisors, Inc.
  Tulsa, OK
• 2014-10-20 → 2016-12-31
  Ameriprise Financial Services, Llc
  Troy, MI
• 2010-04-26 → 2010-05-26
  Advanced Equities, Inc.
  New York, NY

Other Businesses

1). NAME OF OBA: JACK WELCH MANAGEMENT INSTITUTE ADDRESS OF OBA: WASHINGTON, DC NATURE: TEACHING INVESTMENT RELATED: NO RELATIONSHIP WITH OBA: SENIOR ASSOCIATE PROFESSOR DUTIES (BRIEF DESCRIPTION): TEACH CAPSTONE (LEADERSHIP, ORGANIZATIONAL BEHAVIOR, EXECUTIVE MANAGEMENT) AND ECONOMICS START DATE (MM/DD/YYYY): 09/01/2019 APPROX. NUMBER OF HOURS/MONTH: 9 APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0 2). NAME OF OBA: AMERICAN UNIVERSITY KOGOD SCHOOL OF BUSINESS ADDRESS OF OBA: 4400 MASSACHUSETTS AVENUE, WASHINGTON, DC, 20016 NATURE: SCHOOL OF BUSINESS INVESTMENT RELATED: NO RELATIONSHIP WITH OBA: TEACHER DUTIES (BRIEF DESCRIPTION): TEACH ECONOMICS AND FINANCE PORTFOLIO MANAGEMENT START DATE (MM/DD/YYYY): 06/01/2014 APPROX. NUMBER OF HOURS/MONTH: 15 APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0 3). NAME OF OBA: CATHOLIC CHARITIES OF EASTERN OKLAHOMA ADDRESS OF OBA: 12300 E 91ST ST. BROKEN ARROW, OK NATURE: NON-PROFIT CHURCH INVESTMENT RELATED: YES RELATIONSHIP WITH OBA: MEMBER INVESTMENT COMMITTEE DUTIES: SERVES WITH OTHER COMMITTEE MEMBERS TO SELECT MUTUAL FUND INVESTMENTS FOR THE BENEFIT OF THE CHURCH CONGREGATION START DATE: 10/16/2019 APPROX. NUMBER OF HOURS/MONTH: 3 APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0 4). NAME OF OBA: DIOCESE OF OKLAHOMA ADDRESS OF OBA: 12300 E 91ST ST. BROKEN ARROW, OK NATURE: NON-PROFIT CHURCH INVESTMENT RELATED: YES RELATIONSHIP WITH OBA: MEMBER INVESTMENT COMMITTEE DUTIES: SERVES WITH OTHER COMMITTEE MEMBERS TO SELECT MUTUAL FUND INVESTMENTS FOR THE BENEFIT OF THE CHURCH CONGREGATION START DATE (MM/DD/YYYY): 03/01/2022 APPROX. NUMBER OF HOURS/MONTH: 3 APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0 5). NAME OF OBA: PARISH OF CHRIST THE KING ADDRESS OF OBA: 1520 S. ROCKFORD AVE. TULSA, OK 74120 NATURE: NON-PROFIT CHURCH INVESTMENT RELATED: YES RELATIONSHIP WITH OBA: MEMBER INVESTMENT COMMITTEE DUTIES: SERVES WITH OTHER COMMITTEE MEMBERS TO SELECT MUTUAL FUND INVESTMENTS FOR THE BENEFIT OF THE CHURCH CONGREGATION START DATE: 09/14/2019 APPROX. NUMBER OF HOURS/MONTH: 5 APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-03-19
• S66 Uniform Combined State Law Examination
  2010-04-09
• S65 Uniform Investment Adviser Law Examination
  1995-09-12

Designations

Other Names

• Steven V Soranno
• Steven Vito Soranno