Kevin Conry Roche

Employer firm

Leo Wealth, LLC CRD 283891

$3.21B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2002 → 07/2017
  Penn Capital Management
  Cherry Hill, NJ
• 09/2017 → 08/2022
  Lht Consultants
  Haddonfield, NJ
• 01/2020 → Present
  Drexel University
  Philadelphia, PA
• 05/2021 → 05/2024
  Borough Of Haddonfield
  Haddonfield, NJ
• 08/2022 → Present
  Leo Wealth, Llc
  Hurst, TX

Previous Registrations

• 2017-09-22 → 2022-10-27
  Lht Consultants
  Haddonfield, NJ

Other Businesses

1) Drexel University; investment related: No; Location: 3141 Chestnut Avenue, Philadelphia, PA 19104; Description: Professor for undergraduate students; Position Title: Adjunct Professor ; Responsibilities Duties: Part-time teaching of select courses; Start date: January 2020; Hours devoted to business during trading hours: 30; Hours devoted to business outside trading hours: 8; Percentage of total yearly compensation expected to be derived from the business: 10. 2) Rocheboy Productions; investment related: No; Location: 1 Latham Park, Elkins Park, PA 19027; Description: Write original content and productions for stage and screen. Plays and short-films; Hours devoted during non-business hours: 20; Percentage of total yearly compensation expected to be derived from the business: 5.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-09-05
• S63 Uniform Securities Agent State Law Examination
  1995-08-08