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Mary O Collins

Citizens Securities, Inc.

Johnston, RI

Smithfield, RI

CRD 2643174

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Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2023-11-14
PA RA APPROVED 2019-07-18
AZ RA APPROVED 2015-08-27
FL RA APPROVED 2015-08-14
CT RA APPROVED 2015-08-12
RI RA APPROVED 1999-01-08
  • ME RA
    APPROVED
    Since 2023-11-14
  • PA RA
    APPROVED
    Since 2019-07-18
  • AZ RA
    APPROVED
    Since 2015-08-27
  • FL RA
    APPROVED
    Since 2015-08-14
  • CT RA
    APPROVED
    Since 2015-08-12
  • RI RA
    APPROVED
    Since 1999-01-08

Branch Locations

1 Citizens Bank Way, Johnston, RI 02919 • United States

596 Putnam Pike Ms: Ri-008, Smithfield, RI 02828 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Smithfield RI 08/1996 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-09
S63 Uniform Securities Agent State Law Examination 1995-08-24
  • S65 Uniform Investment Adviser Law Examination
    1998-10-09
  • S63 Uniform Securities Agent State Law Examination
    1995-08-24

View on SEC IAPD

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