Jack Armstrong Derby

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1995 → Present
  Derby Financial Group
  Denver, CO
• 06/2008 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 06/2008 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2007-12-17 → 2008-06-27
  Cetera Advisors Llc
  Denver, CO
• 2003-05-28 → 2005-01-25
  Mml Investors Services, Llc
  Denver, CO
• 1999-01-01 → 2003-05-23
  Ws Griffith Securities, Inc.
  Englewood, CO

Other Businesses

1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 30 HR/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2)DERBY FINANCIAL GROUP, 7350 E PROGRESS PLACE STE 100, GREENWOOD VILLAGE, CO, 5/1995 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5 HR/WK - 1/TRADING. 3)DERBY FINANCIAL GROUP, 7350 E. Progress Place, Ste. 100, Greenwood Village CO 80111, United States, 05/01/1995, President, Insurance/Benefits/Human Resources, INV REL, 20 HR/MO - 0 HR/MO TRADING 4)JACK DERBY LLC, 7350 E. Progress Place, Ste 100, Greenwood Village CO 80111, United States, 01/01/2009, Managing Member, Real Estate, NIR, 0 HR/MO - 0 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2007-03-15
• S63 Uniform Securities Agent State Law Examination
  1995-11-01

Designations

• Certified Financial Planner
• Chartered Financial Analyst