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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2013-05-01 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Charlotte | NC | 04/2013 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 04/2013 | Present |
SELF POSITION: DJ NATURE: General DJ (Play music tunes at local venues from time to time. Limited payment. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2016 ADDRESS: Home Address, Charlotte, NC NC 28269, United States DESCRIPTION: themed events
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-13 |
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