Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-12-17
CT RA APPROVED 2019-11-26
  • TX RA
    APPROVED_RES
    Since 2019-12-17
  • CT RA
    APPROVED
    Since 2019-11-26

Branch Locations

1414 Main St, Springfield, MA 01144 • United States

300 Broadhollow Rd, Melville, NY 11747 • United States

185 Asylum St City Place Ii, 14Th Fl, Hartford, CT 06103 • United States

East Hartford, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nair & Levine Law Office Bloomfield CT 11/2004 06/2018
Lindberg & Ripple Windsor CT 09/2010 06/2018
M Holdings Securities, Inc. Portland OR 09/2010 06/2018
Wells Fargo Clearing Services Llc Glastonbury CT 07/2018 10/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hartford CT 11/2019 Present
Previous Registrations
Other Businesses

I*4775285, Entity Type:government agency, Name of OBA: Department of Child and Family Services (DCF CT), Address: Hartford , Connecticut, 06106, Investment Related: N, Position, Title, Association: I will be applying to become a licensed foster parent, Employee Start Date: 11/01/2026, No Hours: 10 Weekly, No Hours during Trading: 0 Weekly, Duties: Fostering and respite care of children in custody. Supporting children in need, and reunification with family

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-25
  • S66 Uniform Combined State Law Examination
    2008-01-25
Other Names
  • Gwendolyn Anne Willey
  • Gwendolyn - Willey - Fuller
  • Gwendolyn Anne Willey - Fuller
  • Gwendolyn Willey
  • Gwen Willey
  • Gwen Anne Willey

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Springfield, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor