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Dallas E Senters

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Indianapolis, IN

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2010-11-12
  • IN RA
    APPROVED
    Since 2010-11-12

Branch Locations

510 E 96Th St, Indianapolis, IN 46240 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691) Indianapolis IN 10/2005 Present
  • 10/2005 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-11
  • S66 Uniform Combined State Law Examination
    2010-11-11

View on SEC IAPD

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