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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-04-30 |
Branch Locations
500 Newport Center Dr Ste 850, Newport Beach, CA 92660 • United States
401 West A Street Suite 1800, San Diego, CA 92101 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wedbush Securities | San Diego | CA | 04/2009 | Present |
KELLY-PITCHKOLAN WEALTH MANAGEMENT GROUP; INVESTMENT RELATED; DBA FOR WEDBUSH SECURITIES BUSINESS; CUSTOMER RELATIONS, BROKER ASSOCIATE; START: 05/2019; APPROX: 40 HOURS WEEKLY, 160 HOURS MONTHLY DURING BUSINESS HOURS; DUTIES: CUSTOMER RELATIONS, BROKER ASSOCIATE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-19 |
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