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8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-08-20 |
| SC | RA | APPROVED | 2026-07-16 |
Branch Locations
8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-07-20 |
| SC | RA | APPROVED | 2026-07-16 |
Branch Locations
128 S Tryon Street, Charlotte, NC 28202 • United States
1212 Main St, Columbia, SC 29201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Harris Bank Na | Milwaukee | WI | 07/2011 | 06/2026 |
| Bmo Harris Financial Advisors, Inc. | Indianapolis | IN | 08/2012 | 06/2026 |
| Lpl Financial Llc | Chilton | WI | 03/2021 | 08/2021 |
| Lpl Financial Llc | Fort Mill | SC | 08/2021 | 06/2026 |
| First Citizens Investor Services | Raleigh | NC | 06/2026 | Present |
| First Citizens Asset Management | Raleigh | NC | 07/2026 | Present |
| First Citizens Asset Management | Charlotte | NC | 07/2026 | Present |
FCAM-First Citizens Asset Management POSITION: Employee NATURE: FCAM is an affiliated IA Firm. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 07/06/2026 ADDRESS: 128 South Tryon Street, Suite 300, Charlotte NC 28202, United States DESCRIPTION: FCAM is an affiliated IA firm
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-18 |
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