Bradley J Thompson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 07/2025
  Nuvista Financial Services
  Plainfield, IL
• 01/2015 → 07/2025
  Next Financial Group
  Planfield, IL
• 07/2025 → Present
  Lpl Financial Llc
  Plainfield, IL

Previous Registrations

• 2015-01-07 → 2025-07-10
  Next Financial Group, Inc.
  Houston, TX
  Chicago, IL
  Plainfield, IL
  Plainfield, IL
• 2011-07-15 → 2014-12-31
  Hbw Advisory Services Llc
  Plainfield, IL
  Simi Valley, CA
• 2009-06-01 → 2011-04-01
  Edward Jones
  St Louis, MO
  Plainfield, IL
  Plainfield, IL
• 2005-03-09 → 2008-03-07
  Van Kampen Advisors Inc
  Houston, TX

Other Businesses

1- 07/2025 - NuVista Financial Services LLC - Non-Variable Insurance - Not Investment Related - At Reported Business Location(s) - Start Date 04/23/2020 - 3 hours per month/ 2 hours during trading 2- 07/2025 - THE LEARNING VINE - Non-Profit Board Member - BOARD MEMBER - Not Investment Related - Home Based - Start Date 08/22/2016 - 1 hour per month/ 0 hours during trading 3- 07/2025 - HERITAGE LIVING TRUST - Other - INDEPENDENT AGENT - Not Investment Related - At Reported Business Location(s) - Start Date 05/02/2022 - 5 hours per month/ 2 hours during trading 4- 07/2025 - NuVista Financial Services LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/20/2020 - 70 hours per month/ during trading 5- 07/2025 - BRADLEY THOMPSON - TRUSTEE - Act in a Fiduciary Capacity - Not Investment Related - At Reported Business Location(s) - Start Date 05/12/2019 - 1 hour per month/ 0 hours during trading 6- 07/2025 - BRADLEY J THOMPSON - Politics/ Government - PRECINCT COMMITTEEMEN/POLL WATCHER - Not Investment Related - Home Based - Start Date 02/22/2022 - 5 hours per month/ 1 hour during trading 7- 07/10/2026 - THE LEARNING VINE - Teacher Paid by School or University - TEACHER - Not Investment Related - Plainfield, IL - Start Date 06/09/2025 - 20 hours per month/ 8 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-12-20
• S63 Uniform Securities Agent State Law Examination
  1995-12-11

Other Names

• Brad Thompson
• Bradley Joseph Thompson