Gregory Louis Garl

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2007 → Present
  Lpl Financial, Llc
  Midland, MI

Other Businesses

(1) 12/20/2006: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 20% Time Spent - Agent for group health plans (2) 12/20/2006: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent - Life, Fixed Annuities, LTC (3) 04/17/2008: Garl Financial Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (4) 04/22/2008: Garl Financial Services - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 25% Time Spent - Life, Health, Disability, LTC, Fixed Annuities (5) 1/5/2017: No Business Name - Investment Related - Midland, MI - Real Estate Rental - Started 01/03/2016 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-05-19
• S63 Uniform Securities Agent State Law Examination
  1995-10-04

Other Names

• Greg Garl