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114 Business Park Drive, Utica, NY 13502 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-20 |
| TX | RA | APPROVED | 2014-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Strategic Financial Services | Utica | NY | 07/2005 | Present |
| Cadaret, Grant & Co., Inc. | Utica | NY | 02/2006 | 07/2019 |
Green Apple Cleaners, Lodi, NJ, Dry Cleaner, passive minority investor, since 2008, 0% of time spent; AAA Northeast, Investment Related, Providence, RI, Road Service and Travel Company, Board of Directors, Start 4/2020, 1-5 Hours Per Month During Trading Hours, Advise company on a variety of strategic initiatives. Provide independent oversight to senior leadership.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-08-28 |
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