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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-11-03 |
| TX | RA | APPROVED | 2023-11-02 |
Branch Locations
8501 North Scottsdale Rd Ste 150, Scottsdale, AZ 85253 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Scottsdale | AZ | 10/2007 | 11/2023 |
| Wells Fargo Advisors Financial Network, Llc | Scottsdale | AZ | 11/2023 | Present |
RENTAL PROPERTY; INV. RELATED; PHOENIX, AZ; 50% OWNERSHIP; CONDO; START DATE 11/25/2013; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: MANAGE RENTAL PROPERTY.| RENTAL PROPERTY; INV. RELATED; HONOLULU, HI; 50% OWNERSHIP; CONDO; START DATE 11/25/2013; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: MANAGE RENTAL PROPERTY.| JMT PROPERTY I LLC; INV. RELATED; SCOTTSDALE, AZ; 50% OWNERSHIP; HOLDS SINGLE CONDO RENTAL PROPERTY; START DATE 11/25/2013; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: MANAGE PROPERTY.| JMT PROPERTY II LLC; INV. RELATED; SCOTTSDALE, AZ; 50% OWNERSHIP; NO ACTIVITY; START DATE 11/25/2013; 1 HR PER MONTH; 0 HRS DURING TRADING.| JMT PROPERTY III LLC; INV. RELATED; SCOTTSDALE, AZ; 50% OWNERSHIP; HOLDS SINGLE CONDO RENTAL PROPERTY; START DATE 11/25/2013; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: MANAGE PROPERTY.| JMT PROPERTY IV LLC; INV. RELATED; SCOTTSDALE, AZ; 50% OWNERSHIP; NO ACTIVITY; START DATE 11/25/2013; 1 HR PER MONTH; 0 HRS DURING TRADING.| THOMAS TENNEY SOLE PROPRIETORSHIP; INV RELATED; SCOTTSDALE, AZ; FINET PRACTICE; 100% OWNERSHIP; START DATE 11/02/2023; 3 HOURS PER MONTH; 3 HOURS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-20 |
| S65 | Uniform Investment Adviser Law Examination | 1995-07-08 |
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