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Tia B Mahaffy

J.P. Morgan Securities LLC

Greenwich, CT

CRD 2641803

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-05
CT RA APPROVED 2022-09-14
  • TX RA
    APPROVED
    Since 2022-10-05
  • CT RA
    APPROVED
    Since 2022-09-14

Branch Locations

100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Greenwich CT 04/2008 07/2022
Jpmorgan Chase Bank, Na Greenwich CT 08/2022 Present
Jpmorgan Securities Llc Greenwich CT 08/2022 Present
  • 04/2008 → 07/2022
    Unemployed
    Greenwich, CT
  • 08/2022 → Present
    Jpmorgan Chase Bank, Na
    Greenwich, CT
  • 08/2022 → Present
    Jpmorgan Securities Llc
    Greenwich, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-04
S63 Uniform Securities Agent State Law Examination 1995-08-17
  • S66 Uniform Combined State Law Examination
    2022-08-04
  • S63 Uniform Securities Agent State Law Examination
    1995-08-17
Other Names
  • Tia Brunelli
  • Tia Lee Brunelli
  • Tia Lee Brunelli
  • Tia Lee Mahaffy

View on SEC IAPD

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