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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2021-05-25
DC RA APPROVED 2016-06-09
TX RA APPROVED_RES 2013-11-22
FL RA APPROVED 2010-09-09
  • OK RA
    APPROVED
    Since 2021-05-25
  • DC RA
    APPROVED
    Since 2016-06-09
  • TX RA
    APPROVED_RES
    Since 2013-11-22
  • FL RA
    APPROVED
    Since 2010-09-09

Branch Locations

Sarasota, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Managment Inc Sarasota FL 01/2008 Present
Thrivent Financial Appleton WI 01/2008 Present
  • 01/2008 → Present
    Thrivent Investment Managment Inc
    Sarasota, FL
  • 01/2008 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-04
S63 Uniform Securities Agent State Law Examination 1995-10-06
  • S66 Uniform Combined State Law Examination
    2003-11-04
  • S63 Uniform Securities Agent State Law Examination
    1995-10-06
Other Names
  • Tom Kyle

View on SEC IAPD

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