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Brock Evan Moseley

Composition Wealth, LLC

Los Angeles, CA

Whitefish, MT

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Current Employers
Composition Wealth, Llc

11300 West Olympic Blvd Suite 800, Los Angeles, CA 90064 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
MT RA APPROVED 2023-09-06
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • MT RA
    APPROVED
    Since 2023-09-06

Branch Locations

11300 West Olympic Blvd Suite 800, Los Angeles, CA 90064 • United States

Whitefish, MT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Composition Wealth, Llc Beverly Hills CA 04/2010 Present
Previous Registrations
  • 2007-05-11 → 2011-12-31
    Composition Wealth, Llc
    Beverly Hills, CA
    Los Angeles, CA
    Beverly Hills, CA
  • 2004-03-03 → 2007-05-07
    Morgan Stanley & Co. Llc
    Los Angeles, CA
    Los Angeles, CA
Other Businesses

01/2017 - LIFE-ONLY INSURANCE SALES; 3 HOURS PER MONTH; LOS ANGELES, CALIFORNIA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-09
S63 Uniform Securities Agent State Law Examination 1995-08-14
  • S65 Uniform Investment Adviser Law Examination
    1999-11-09
  • S63 Uniform Securities Agent State Law Examination
    1995-08-14

View on SEC IAPD

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