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Shawn Michael Conroy

Pgim Investments LLC

Newark, NJ

East Windsor, NJ

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Current Employers
Pgim Investments Llc

655 Broad Street, Newark, NJ 07102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2006-08-24
  • NJ RA
    APPROVED
    Since 2006-08-24

Branch Locations

655 Broad Street, Newark, NJ 07102 • United States

134 Dorchester Drive, East Windsor, NJ 08520 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pgim Investments,Llc East Windsor NJ 08/2005 Present
Prudential Investment Management Services Llc East Windsor NJ 08/2005 Present
  • 08/2005 → Present
    Pgim Investments,Llc
    East Windsor, NJ
  • 08/2005 → Present
    Prudential Investment Management Services Llc
    East Windsor, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-23
S63 Uniform Securities Agent State Law Examination 2003-12-12
  • S65 Uniform Investment Adviser Law Examination
    2006-08-23
  • S63 Uniform Securities Agent State Law Examination
    2003-12-12

View on SEC IAPD

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PGIM PRIVATE PLACEMENT INVESTORS, L.P.
PRUDENTIAL SELECT STRATEGIES LLC
PGIM, INC.

Other Investors

AMELIA JEANETHA SAMUEL
ARNOLD LOUIS LANDY
CURTIS GREGORY GREEN
ALEJANDRO GABRIEL STAROSELSKI
Dana Lynn Simmons
GREGORY BLAINE VANMETER
DAWN PAGE HOLTMEIER
SARAH ROSE ZAWISTOWSKI

Other Offices

PRUCO SECURITIES, LLC · NEWARK, NJ
PRUCO SECURITIES, LLC. · NEWARK, NJ
LANDY INVESTMENT MANAGEMENT LLC · NEWARK, NJ
PRUCO SECURITIES, LLC. · NEWARK, NJ
LPL ENTERPRISE, LLC · NEWARK, NJ
VINANCE REALM LTD · NEWARK, NJ
PGIM INVESTMENTS LLC · NEWARK, NJ
PGIM INVESTMENTS LLC · NEWARK, NJ

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