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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2020-02-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farmer | Mccook | NE | 06/1987 | Present |
| Securities America, Inc. | Mccook | NE | 12/2003 | 02/2020 |
| Securities America Advisors, Inc. | Mccook | NE | 02/2004 | 02/2020 |
| Richter Financial Inc. | Mccook | NE | 10/2006 | Present |
| Everbank | Islandia | NY | 05/2006 | 02/2020 |
| Lpl Financial Llc | Mcook | NE | 02/2020 | Present |
1)2/3/2020- Richter Financial - DBA for LPL Business (entity for LPL business)- Inv. Related- McCook, NE - 150hrs/mth -50% 2)2/3/2020-FARM / livestock/grain sales - Non-Inv. Related- Haeys Center, NE - start date 6/1/1987 - 5hrs/mth- 5% 3)2/3/2002-First Nebraska Solar LLC- Business Owner-develop consumer solar arrays- Non-INv. Related- Holdrege, NE- start date 11/1/2018- 10hrs//mth- 10% 4)2/3/2020- Real Estate Rental- Owner- 1hrs//mth -1%
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-08-17 |
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