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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2020-02-25 |
| TX | RA | APPROVED | 2020-02-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Lincoln | NE | 09/2005 | 01/2020 |
| Securities America Advisors, Inc | Lincoln | NE | 09/2005 | 01/2020 |
| Mccook National Bank | Mccook | NE | 09/2005 | Present |
| Lpl Financial Llc | Mccook | NE | 02/2020 | Present |
1) 12/10/2019 - MNB Investments - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 09/2005 2) 12/10/2019 - MCCOOK OPTIMIST - For-Profit Board Member - non-inv rel - Hayes Center, NE - start: 01/2006 3) 12/10/2019 - WILBURG FARMS, INC - For-Profit Board Member - non-inv rel - Hayes Center, NE - start: 05/2012 4) 12/10/2019 - WILLOW FARMS INC - For-Profit Board Member - non-inv rel - Hayes Center, NE - start: 08/1982 5) 12/28/2020 - Broz Brothers LLC - Investment Related - Home Based - Other-Rep's Business - Part-Owner - Start Date: 9/21/2020 - 1 Hour Per Month/0 Hours During Securities Trading - LLC that owns real estate. 6) 09/27/2021 - Aaron Broz - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 09/15/2021 - 3 Hours Per Month/3 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-08 |
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