Best Investors Account Sign in

Aaron Steven Broz

LPl Financial LLC

Mccook, NE

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2020-02-25
TX RA APPROVED 2020-02-24
  • NE RA
    APPROVED
    Since 2020-02-25
  • TX RA
    APPROVED
    Since 2020-02-24

Branch Locations

220 Norris Avenue, Mccook, NE 69001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Lincoln NE 09/2005 01/2020
Securities America Advisors, Inc Lincoln NE 09/2005 01/2020
Mccook National Bank Mccook NE 09/2005 Present
Lpl Financial Llc Mccook NE 02/2020 Present
  • 09/2005 → 01/2020
    Securities America, Inc.
    Lincoln, NE
  • 09/2005 → 01/2020
    Securities America Advisors, Inc
    Lincoln, NE
  • 09/2005 → Present
    Mccook National Bank
    Mccook, NE
  • 02/2020 → Present
    Mccook, NE
Previous Registrations
Other Businesses

1) 12/10/2019 - MNB Investments - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 09/2005 2) 12/10/2019 - MCCOOK OPTIMIST - For-Profit Board Member - non-inv rel - Hayes Center, NE - start: 01/2006 3) 12/10/2019 - WILBURG FARMS, INC - For-Profit Board Member - non-inv rel - Hayes Center, NE - start: 05/2012 4) 12/10/2019 - WILLOW FARMS INC - For-Profit Board Member - non-inv rel - Hayes Center, NE - start: 08/1982 5) 12/28/2020 - Broz Brothers LLC - Investment Related - Home Based - Other-Rep's Business - Part-Owner - Start Date: 9/21/2020 - 1 Hour Per Month/0 Hours During Securities Trading - LLC that owns real estate. 6) 09/27/2021 - Aaron Broz - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 09/15/2021 - 3 Hours Per Month/3 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-08
  • S66 Uniform Combined State Law Examination
    2003-10-08
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Mccook, NE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor