Spencer Christian Oliver

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1995 → 09/2021
  Fidelity Brokerage Services, Llc
  Salt Lake City, UT
• 07/2018 → 09/2021
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 03/2001 → 07/2018
  Strategic Advisers Llc
  Salt Lake City, UT
• 01/2023 → Present
  Tiaa
  Bentonville, AR
• 01/2023 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Bentonville, AR
• 10/2021 → 12/2022
  Unemployed
  Snohomish, WA

Previous Registrations

• 2018-07-13 → 2021-10-01
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2001-03-14 → 2018-07-13
  Strategic Advisers Llc
  Seattle, WA
  Salt Lake City, UT
  Lynnwood, WA

Other Businesses

CHURCH OF JESUS CHRIST OF LATTER-DAY SAINTS POSITION: I am a counselor in the bishopric of our ward NATURE: Religious entity. The Church of Jesus Christ of Latter-Day Saints. Each ward is granted a local budget and occasionally ward leaders have to reimburse members for legitimate expenses from that budget account. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 12/11/2022 ADDRESS: 1101 McCollum Dr, Bentonville AR 72712, United States DESCRIPTION: I have been selected for a leadership position in my local congregation of the Church of Jesus Christ of Latter-Day Saints (Mormons), which could occasionally require me to co-sign a check with another leader to properly reimburse ward members for appropriately audited expenses they may pay on behalf of the church members. This will not be a typical event but I will be signing a signature card for the ward's bank account.

Exams

• S66 Uniform Combined State Law Examination
  2001-01-29
• S63 Uniform Securities Agent State Law Examination
  1995-07-28

Other Names

• Spencer Christian Oliver
• Spencer C Oliver