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Walter James Murphy

Alliancebernstein L.P.

Darien, CT

Stamford, CT

CRD 2641157

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Employer firm

Alliancebernstein L.p. CRD 108477

$763B regulatory AUM 16 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-30
CT RA APPROVED 2023-02-28
NY RA APPROVED 2021-05-07
FL RA APPROVED 2020-09-09
  • TX RA
    APPROVED_RES
    Since 2023-11-30
  • CT RA
    APPROVED
    Since 2023-02-28
  • NY RA
    APPROVED
    Since 2021-05-07
  • FL RA
    APPROVED
    Since 2020-09-09

Branch Locations

Darien, CT • United States

290 Harbor Drive, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc New York NY 07/2014 Present
  • 07/2014 → Present
    Sanford C. Bernstein & Co., Llc
    New York, NY
Previous Registrations
  • 2003-01-17 → 2013-12-19
    Credit Suisse Securities (Usa) Llc
    New York, NY
    New York, NY
    New York, NY
  • 2002-07-25 → 2003-01-17
    Pershing Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-26
S63 Uniform Securities Agent State Law Examination 1995-09-12
  • S65 Uniform Investment Adviser Law Examination
    1995-09-26
  • S63 Uniform Securities Agent State Law Examination
    1995-09-12
Other Names
  • Walter James Murphy
  • Walter James Murphy

View on SEC IAPD

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