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Steven Ballantyne

Strategic Advisers LLC

Farmington, UT

Salt Lake City, UT

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-05-27
TX RA APPROVED 2025-05-22
  • UT RA
    APPROVED
    Since 2025-05-27
  • TX RA
    APPROVED
    Since 2025-05-22

Branch Locations

Farmington, UT • United States

49 North 400 West, Salt Lake City, UT 84101-1368 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Salt Lake City UT 04/2013 07/2024
Fidelity Investments Salt Lake City UT 04/2025 Present
Edward Jones Bountiful UT 07/2024 04/2025
  • 04/2013 → 07/2024
    Fidelity Investments
    Salt Lake City, UT
  • 04/2025 → Present
    Fidelity Investments
    Salt Lake City, UT
  • 07/2024 → 04/2025
    Edward Jones
    Bountiful, UT
Previous Registrations
  • 2024-07-19 → 2025-04-23
    Edward Jones
    Bountiful, UT
  • 2018-07-13 → 2024-07-05
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2013-05-13 → 2018-07-13
    Strategic Advisers Llc
    Salt Lake City, UT
  • 2012-02-09 → 2013-04-22
    Osaic Wealth, Inc.
    Draper, UT
  • 2005-04-12 → 2012-02-06
    First Western Advisors
    Salt Lake City, UT
    Holladay, UT
  • 2003-05-28 → 2005-04-11
    Td Ameritrade, Inc.
    Salt Lake City, UT
Other Businesses

OBA-9452|OrgNmn:Farmington Parks & Recreation|Org Addr:Farmington,Utah,US|OBA Nature:Recreation activities|Invst Rel:N|Title:Umpire|Duties:Umpire baseball games|StrtDt:04-16-18|TotHrs/mon:10|TrdHrs/mon:0|OBA-9515|OrgNmn:Utah High School Atheltic Assoc (UHSAA)|Org Addr:Farmington,Utah,US|OBA Nature:High School Sports|Invst Rel:N|Title:Umpire|Duties:Baseball umpire for high school baseball games.|StrtDt:04-23-18|TotHrs/mon:8|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-13
S63 Uniform Securities Agent State Law Examination 1998-03-27
  • S66 Uniform Combined State Law Examination
    2003-05-13
  • S63 Uniform Securities Agent State Law Examination
    1998-03-27
Designations
Other Names
  • Steven Mark Ballantyne
  • Steven M Ballantyne
  • Steven Ballantyne

View on SEC IAPD

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