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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-11-06
  • NJ RA
    APPROVED
    Since 2014-11-06

Branch Locations

461 From Road Suite 101, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Summit NJ 11/2014 11/2016
Wells Fargo Clearing Services, Llc Summit NJ 11/2016 Present
Previous Registrations
  • 2009-01-22 → 2014-11-11
    Westwood, NJ
    Westwood, NJ
    Washington Twp., NJ
    Dumont, NJ
    Washington Twp., NJ
    River Vale, NJ
    Cresskill, NJ
    Teaneck, NJ
    River Edge, NJ
    Hackensack, NJ
    Tenafly, NJ
  • 2004-10-20 → 2009-01-13
    Banc Of America Investment Services, Inc.
    Ridgewood, NJ
    Glen Rock, NJ
  • 2004-07-20 → 2004-10-20
    Quick & Reilly, Inc.
    Ridgewood, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-28
S63 Uniform Securities Agent State Law Examination 1995-09-15
  • S65 Uniform Investment Adviser Law Examination
    2004-05-28
  • S63 Uniform Securities Agent State Law Examination
    1995-09-15

View on SEC IAPD

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