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5 Washington St. Suite 2, Cambridge, NY 12816 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-17 |
| TX | RA | APPROVED | 2019-11-07 |
Branch Locations
5 Washington St. Suite 2, Cambridge, NY 12816 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Securities, Inc. | Camarillo | CA | 11/2014 | 09/2018 |
| Cambridge Wealth Management, Llc | Cambridge | NY | 10/2014 | Present |
1. CAMBRIDGE WEALTH MGMT, LLC, START: 07/2014, 5 WASHINGTON ST. STE. 2 CAMBRIDGE, NY 12816, RIA, WEALTH STRATEGIST/CHIEF COMPLIANCE OFFICER, INVESTMENT RELATED, 200 HOURS PER MONTH, 9.23 HOURS PER DAY DURING TRADING HOURS. 2. MITSUO LOCKROW INSURANCE SALES, START: 01/07/15, P.O. BOX 3 BUSKIRK, NY 12028, INDEPENDENT INSURANCE AGENCY, AGENT, NOT INVESTMENT RELATED, 5 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-27 |
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