Shashi Mehrotra

Employer firm

Lincoln Investment CRD 519

$22.0B regulatory AUM 595 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2026-01-20
FL	RA	APPROVED	2019-06-04

PA RA
APPROVED

Since 2026-01-20
FL RA
APPROVED

Since 2019-06-04

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

Jupiter, FL • United States

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2026-01-20
FL	RA	APPROVED	2019-09-24

PA RA
APPROVED

Since 2026-01-20
FL RA
APPROVED

Since 2019-09-24

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Legend Equities Corporation	Palm Beach Gardens	FL	07/1995	01/2017
Lincoln Investment	Palm Beach Gardens	FL	01/2017	Present

07/1995 → 01/2017

Legend Equities Corporation

Palm Beach Gardens, FL
01/2017 → Present

Lincoln Investment

Palm Beach Gardens, FL

Previous Registrations

2011-05-13 → 2019-10-04

Legend Advisory, Llc

Palm Beach Gardens, FL

Other Businesses

AQUA PULSAR POSITION: Board Member NATURE: Water Treatment INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2014 ADDRESS: 17900 US-19, Clearwater FL 33764, United States DESCRIPTION: Advise them on technological enhancements and assist with strategic, financial and critical investment decisions to provide growth and create a positive value for the company. JUPITER MEDICAL CENTER POSITION: Actor for a Commercial Shoot of the hospital NATURE: commercial INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/08/2025 ADDRESS: 1210 S. Old Dixie Hwy., Jupiter, FL 33458, United States DESCRIPTION: just acting in a commercial ENCOMPASS WEALTH & LEGACY PLANNING POSITION: investment committee member NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2022 ADDRESS: 6220 Lower York Road,, Suite E, New Hope PA 18938, United States DESCRIPTION: I help with presentations and brainstorming during their decision making process for just a few of their clients. I primarily work with Victoria McDonald and Kyle Salvatti. l also present to some of their client's boards annually.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-06-06
S65	Uniform Investment Adviser Law Examination	1996-05-10

S63 Uniform Securities Agent State Law Examination

1996-06-06
S65 Uniform Investment Adviser Law Examination

1996-05-10

Designations

Chartered Financial Analyst

View on SEC IAPD