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Nicole Winter Tietel

Winter & Associates, Inc.

St. Paul, MN

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Current Employers
Winter & Associates, Inc.

964 Grand Avenue, St. Paul, MN 55105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-13
MN RA APPROVED 2021-01-04
  • TX RA
    APPROVED
    Since 2025-05-13
  • MN RA
    APPROVED
    Since 2021-01-04

Branch Locations

964 Grand Avenue, St. Paul, MN 55105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St. Paul MN 07/1995 Present
Securian Financial Services, Inc. St. Paul MN 07/1995 12/2020
North Star Consultants Minneapolis MN 02/2001 12/2020
Winter & Associates Inc St. Paul MN 01/2001 12/2020
Cri Securities Inc St. Paul MN 02/2001 12/2020
Winter & Associates, Inc. Saint Paul MN 01/2021 Present
  • 07/1995 → Present
    Minnesota Life Insurance Company
    St. Paul, MN
  • 07/1995 → 12/2020
    Securian Financial Services, Inc.
    St. Paul, MN
  • 02/2001 → 12/2020
    North Star Consultants
    Minneapolis, MN
  • 01/2001 → 12/2020
    St. Paul, MN
  • 02/2001 → 12/2020
    Cri Securities Inc
    St. Paul, MN
  • 01/2021 → Present
    Saint Paul, MN
Previous Registrations
  • 2014-01-16 → 2021-01-06
    Securian Financial Services, Inc.
    St. Paul, MN
    St. Paul, MN
    St Paul, MN
    Minneapolis, MN
  • 2014-01-16 → 2021-01-06
    Cri Securities, Llc
    St Paul, MN
    St. Paul, MN
    St Paul, MN
    Minneapolis, MN
Other Businesses

(1.) NAME OF OBA: BOOK AUTHOR; DESCRIPTION: BOOK AUTHOR; ADDRESS OF OBA: ST. PAUL, MN; NATURE: AUTHOR; INVESTMENT RELATED: NO; RELATIONSHIP WITH OBA: OWNER; DUTIES: AUTHOR; START DATE: 1/1/2015; APPROX. NUMBER OF HOURS/MONTH: 2; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (2.) NAME OF OBA: WILLIAM & CHRISTINE BLUHM FAMILY TRUST; DESCRIPTION: TRUSTEE; ADDRESS OF OBA: ST. PAUL, MN; NATURE: TRUSTEE; INVESTMENT RELATED: NO; RELATIONSHIP WITH OBA: TRUSTEE; DUTIES: TRUSTEE; START DATE: 8/1/2013; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (3.) NAME OF OBA: WINTER ALL WEATHER PROPERTIES, LLC; ADDRESS OF OBA: 964 GRAND AVENUE, ST. PAUL, MN 55105; NATURE: SEPARATE ENTITY TO OWN WINTER & ASSOCIATES OFFICE BUILDING; INVESTMENT RELATED: NO; TITLE WITH OBA: CO-OWNER; 50% NICOLE/50% MICHAEL JOSEPH TIETEL (SPOUSE); DUTIES: HOLDING COMPANY TO SEPARATE OWNERSHIP OF COMMERCIAL REAL ESTATE OFFICE BUILDING. AUTHORIZED SIGNER OF CHECKS AND BANK ACCOUNT AND MAKES ALL DECISIONS ALONG WITH PARTNER/HUSBAND MICHAEL; START DATE: 10/01/2024; APPROX. NUMBER OF HOURS/MONTH: 5; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 5. (4.) NAME OF OBA: ST. CROIX VALLEY FINANCE & INVESTMENT COMMITTEE; ADDRESS OF OBA: 1830 HANLEY ROAD, SUITE 200, HUDSON, WI 54016; NATURE: LAND AND RIVER WATERSHED PRESERVATION; INVESTMENT RELATED: YES; TITLE WITH OBA: COMMITTEE MEMBER; DUTIES: COMMITTEE MEMBER TO REVIEW FOUNDATION'S 3RD PARTY MANAGEMENT OF ENDOWMENT, AND BUDGETING, WITH NO DIRECT CONNECTION TO ANY OF THE FUNDS, CHARITY CHECKBOOK, SIGNING AUTHORITY, ETC.; START DATE: 10/01/2024; APPROX. NUMBER OF HOURS/MONTH: 2; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-18
S63 Uniform Securities Agent State Law Examination 1995-07-24
  • S65 Uniform Investment Adviser Law Examination
    1999-05-18
  • S63 Uniform Securities Agent State Law Examination
    1995-07-24
Other Names
  • Nicole Ann Winter
  • Nicole A Winter

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