Joseph Michael Sullender

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Mclean, VA
• 11/2016 → 06/2021
  Wells Fargo Clearing Services, Llc
  Mclean, VA
• 06/2021 → 05/2022
  Raymond James Financial Services, Inc.
  Mc Lean, FL
• 06/2021 → Present
  Steward Partners Investment Advisory Llc
  Mclean, VA
• 06/2021 → Present
  Sullender Utley Financial Group, Llc/Affltd W/Steward Partners
  Mclean, VA
• 05/2022 → Present
  Steward Partners Investment Solutions, Llc
  Mclean, VA

Previous Registrations

• 1996-02-01 → 2021-06-21
  Wells Fargo Clearing Services, Llc
  Mclean, VA
  Mclean, VA

Other Businesses

1) Steward Partners Global Advisory LLC Address: 1750 Tysons Blvd Ste 1500,Mc Lean, VA Nature of the Business: Non-variable Insurance Position/Title: Agent Investment Related:Yes Start Date: 06/17/2021 Hours per month devoted to this business: 160 Hours per month devoted to this business during trading hours: 160 Description of duties: offer insurance products: fixed life, long-term care, disability, health, annuities, prop/casualty 2) Steward Partners Investment Advisory, LLC. - Investment related: Yes. Address: McLean, VA. Nature of the business: Independent RIA. Position: Investment Advisor Representative. Start Date: 06/2021. Hours per month devoted to this business: 0. Hours per month devoted to this business during trading hours: 0. Description of Duties: Investment Advisor Representative. 3) Sullender Utley Financial Group, LLC/Affiliated with Steward Partners. Address: 1750 Tysons Blvd Ste 1500, Mc Lean, VA Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related: No Start Date: 06/17/2021 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: DBA/Team Name. 4)NITP- National Institute of Transition Planning Address: PO Box 1691,Rockville, MD Nature of the Business: Speaker at Training Seminars for NITP - National Institute of Transition Planning who offers seminars on federal benefits, TSP Options/Investments for Federal employees at all stages of their Federal careers Position/Title: Other (paid) Investment Related:No Start Date: 06/17/2021 Hours per month devoted to this business: 6 Hours per month devoted to this business during trading hours: 6 Description of duties: Speaker for Financial Planning portion of employee education seminars regarding retirement planning. He is not allowed to solicit or conduct business at such events. Seminars take place at various locations, usually military bases/ govt. agency in USA.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-12-06
• S63 Uniform Securities Agent State Law Examination
  1995-08-30

Designations

Other Names

• Joe Sullender
• Joey Sullender
• Joseph M Sullender