Joseph Aaron Matthew

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 07/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 08/2020 → Present
  Wells Fargo Clearing Services, Llc.
  New Haven, CT

Previous Registrations

• 2009-06-01 → 2020-08-06
  Morgan Stanley
  New Haven, CT
  New Haven, CT
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  New Haven, CT
• 2004-07-23 → 2007-04-02
  Morgan Stanley Dw Inc.
  New Haven, CT
  New Haven, CT
• 2003-07-01 → 2004-07-26
  Wells Fargo Clearing Services, Llc
  New Haven, CT
• 1996-11-06 → 2003-07-01
  Prudential Equity Group, Llc
  New Haven, CT

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-09-13
• S63 Uniform Securities Agent State Law Examination
  1995-09-01

Other Names

• Joseph A Matthew
• Joseph Aaron Matthew Jr
• Joseph Aaron Matthew
• Joseph Aaron Matthew Jr
• Joseph Aaron Matthew
• Joseph Aaron Matthew Jr.