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Joseph Aaron Matthew

Wells Fargo Clearing Services, LLC

New Haven, CT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-08-07
  • CT RA
    APPROVED
    Since 2020-08-07

Branch Locations

555 Long Wharf Dr 9Th Fl, New Haven, CT 06511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 01/2015 07/2020
Wells Fargo Clearing Services, Llc. New Haven CT 08/2020 Present
Previous Registrations
  • 2009-06-01 → 2020-08-06
    Morgan Stanley
    New Haven, CT
    New Haven, CT
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    New Haven, CT
  • 2004-07-23 → 2007-04-02
    Morgan Stanley Dw Inc.
    New Haven, CT
    New Haven, CT
  • 2003-07-01 → 2004-07-26
    Wells Fargo Clearing Services, Llc
    New Haven, CT
  • 1996-11-06 → 2003-07-01
    Prudential Equity Group, Llc
    New Haven, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-13
S63 Uniform Securities Agent State Law Examination 1995-09-01
  • S65 Uniform Investment Adviser Law Examination
    1995-09-13
  • S63 Uniform Securities Agent State Law Examination
    1995-09-01
Other Names
  • Joseph A Matthew
  • Joseph Aaron Matthew Jr
  • Joseph Aaron Matthew
  • Joseph Aaron Matthew Jr
  • Joseph Aaron Matthew
  • Joseph Aaron Matthew Jr.

View on SEC IAPD

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